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Investment Options FAQs

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Question from Waddell & Reed home office regarding "release language."

What are the complications with terminating an ERISA 403(b) plan and starting a 401(k) plan in the same year?

Is it OK to include non-publicly traded REITs as part of an investment line-up for a 401(k) plan? Would that be considered a qualified asset? Would there be an additional ERISA bond requirement or potential audit?