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Licensed or not, we can help

Many RIAs do not hold the required licenses to offer annuities and life insurance solutions directly to their clients. We’ve built an RIA Insurance Desk team of licensed representatives who can help add insurance solutions to your client’s portfolio using our digital account opening process.

We make account management simple

Our account management platform makes it simple for you to manage your clients’ investments. We built a platform that allows you to take advantage of our open architecture platform to build individualized investment strategies or models and then monitor the portfolios and make adjustments including re-balancing.  

Watch these videos to learn more about our client management platform. Login required.

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Business practices and compliance

Who you work with says a lot about who you are and what you believe in. We pride ourselves on managing our associates, the policies and procedures we implement and how we manage our business in the highest regard. Learn more about our Business Practices and Compliance Guidelines.

[1] May not apply to all annuities offered