Learn about our anti-money laundering program and what is required of an insurance provider.
Access these materials regarding the best interest of the customer when recommending any annuity or life insurance policy delivered or issued in New York.
See some of the major revisions to the Suitability in Annuity Transactions Model Regulation, including the incorporation of a best-interest standard of care obligation for financial professionals.
Check state deadlines for completing National Association of Insurance Commissioners (NAIC) suitability and annuity transactions training.
The objective of this Business Practices and Compliance Guide is to establish policies designed to achieve compliance with rules and regulations and to detect and prevent violations of those rules and regulations and the internal policies and procedures of Nationwide. The policies and procedures in this guide govern the activities of insurance professionals.